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A Revised
Hydropower Bypass Flow Regime
Designed to Mimic Natural Processes
by Katherine Foster
The Manti City Lower Power Plant on
the Manti La Sal National Forest in central Utah diverts up to 55
cfs and partially dewaters about 1.5 miles of Manti Creek. A licensed
bypass flow required Manti City to release a fixed volume of water
downstream for channel maintenance purposes. The “fixed” bypass
flow forced the occasional shut down of the project, especially
during the spring runoff period in dry, low flow years. Because
of the complex stair-step time specific structure of the required
bypass flow regime, the facility failed to fully comply with the
flow requirements and was also required to annually bypass flows
of doubtful geomorphic effectiveness.
Manti Creek below the power plant (Figure
1) is recovering from the effects of massive landslides and floods
that occurred in the 1980s that significantly altered the stream
channel. Restoration activities following the floods, changes in
livestock and recreation management, and variety in the range of
streamflows have allowed partial recovery of the stream and valley
bottom, including reestablishment of some riparian vegetation and
the beginnings of a meandering stream channel within the floodplain.
Only a small amount of baseflow must be bypassed year round because
Manti Creek lacks significant fisheries resources.
Figure 1. The bypass reach immediately below the Manti City Lower
Power Plant diversion facility. The diversion partially dewaters
about 1.5 miles of Manti Creek.
Neither the Forest Service nor the utility were totally happy with
the flow situation because the Forest Service was unable to meet
its resource management objectives and the utility was forced to
bypass water that might otherwise have been used to generate electricity.
To improve the situation, the Forest Service proposed a revised
flow regime that mimics the natural hydrograph while also making
a proportion of the flow available for diversion to hydropower generation.
The facility benefits because Manti City has about the same amount
of water and a more continuous supply of water available for power
generation. As a result, the Forest Service has enhanced credibility
with the hydropower community by showing willingness and interest
in applying the best science to meet resource objectives.
The Former Bypass Flow Requirement
Until 2002, Manti City’s Lower Power
Plant operated under a Forest Service bypass flow requirement developed
in 1986. The calendar-based flow regime was developed using the
channel maintenance technology of the 1980s. The required flow
regime consisted of a time specified, stair-step pattern of flow
increases up to bankfull discharge, three days of bankfull flow,
and then a shortened stair-step decrease back to a low flow discharge
that was required year round (Figure 2). The stair-step claim was
initiated the first day after May 5 when average daily flow reached
or exceeded mean annual discharge (36 cfs).
Figure 2. The former calendar-based, stair-step bypass flow regime
is shown in light gray. Note that this calendar-based flow regime
is sometimes out of phase with the natural hydrograph and is capped
at 322 cfs, the old estimate of bankfull discharge. As a result,
in this high runoff year, the utility is never required to bypass
the channel maintaining flows according to the permit and is also
unable to utilize the water for power production during a portion
of the spring runoff period resulting in an inefficient allocation
of water. During high runoff years like this example, channel-maintaining
flows pass down the channel only because the power plant has a 55
cfs diversion capacity and not due to any license requirement.
Gordon (1995) identified several flaws
with calendar-based stair-step approaches to channel maintenance.
The rigid time specific nature of the claim was one such failure.
The flow claim begins each year after May 5 when flow rates first
reach or exceed mean annual flow and continues with its stair-step
structure regardless of actual flows occurring in the channel.
This results in many years where the flow claim is out of sync with
the natural flow regime and fails to deliver channel-maintaining
flows through the bypass reach. A second equally serious flaw is
the imposition of a bypass flow requirement even in dry years when
flow fails to attain bankfull discharge, the so-called channel maintaining
discharge. This means that in some years flows must be bypassed
even when they fail to do geomorphically effective work.
The Scientific
Basis of the Revised Bypass Requirement
Conceptually, the revised flow regime
follows the pattern offered in McBain and Trush’s general attributes
of alluvial rivers (Stream Notes, Jan. 2000; McBain and Trush, 1997;
Trush et al., 2000) and attempts to retain most of the natural hydrograph
as part of the bypass flow structure. McBain and Trush argue that
by restoring and maintaining natural geomorphic processes that support
alluvial river ecosystem structure and function, it ought to be
possible to restore and maintain the river ecosystem under regulated
streams conditions. Therefore, we built our revised flow requirement
around the concept of mimicking the natural hydrograph as much as
possible while making available a proportion of the flow for diversion
(Figure 3).
Figure 3. The revised bypass flow regime is shown in light gray.
This flow regime requires passing most of the channel-forming flows
through the by-pass reach and mimics the natural hydrograph. A
small proportion of the flow is always allocated to power production
making it possible to generate power continuously while bypassing
most of the water to meet geomorphic objectives.
We specifically
used the following alluvial river attributes from McBain and Trush
to derive the revised flow regime.
Attribute No. 2: Flows are predictably variable. Inter-annual and seasonal flow regimes are broadly predictable,
but specific flow magnitudes, timing, durations, and frequencies
are unpredictable due to runoff patterns produced by storms and
droughts.
Snowmelt-dominated streamflows on the
Manti La Sal National Forest vary significantly from year to year.
Variability includes when snowmelt runoff begins, its magnitude
and duration, the number of peaks, and when flow returns to baseflow.
To provide for variability, we replaced the time specific, rigid,
stair-step hydrograph structure with all natural flows, minus some
amount made available for hydropower production. The facility’s
hydraulic capacity of only 55 cfs represents only a small portion
of the total flow allowing the majority of the naturally variable
hydrograph to pass down the channel during the spring runoff period
thereby providing the natural variability alluvial rivers require
(Figures 4 & 5).
Figure 4. The former streamflow available for diversion and power
production is shown in light gray. The facility has a maximum capacity
of 55 cfs, however, water is unavailable for power production during
a portion of the rising limb of the hydrograph because of the structure
of the bypass flow regime.
Figure 5. The revised streamflow available for diversion and power
production is shown in light gray. This flow regime provides about
the same amount of water for power production as the former structure;
however, water is proportioned between by-pass and power production
throughout the year allowing continuous generation of electricity.
Attribute No. 3: Frequently mobilized
channelbed surface. Channelbed framework particles of coarse alluvial surfaces are mobilized
by the bankfull discharge, which on average occurs every 1-2 years.
Attribute No. 7: A functional
floodplain. On average,
floodplains are inundated once annually by high flows equaling or
exceeding bankfull stage.
To accommodate these attributes we needed
to have flows periodically exceed bankfull discharge. Research
from the Rocky Mountain Research Station (Ryan et al., 2002) suggests
that streamflow in alluvial channels begins to transport coarse
sediment and to be geomorphically active at approximately 70% of
bankfull discharge. Using the 1.5-year flow as a surrogate for
bankfull discharge, we specified a range of flow from 70 to 115%
of bankfull (178 to 300 cfs) to achieve the necessary mobilization
of the channelbed surface. When flows are within this range, only
15 cfs may be diverted. This assures that sufficient sediment-transporting
flow remains to pass down the channel.
Attribute No. 4: Periodic channelbed
scour and fill. Alternate bars are scoured deeper than their coarse surface layers by
floods exceeding 3- to 5-year annual maximum flood recurrences.
Attribute No. 8: Infrequent channel
resetting floods. Single large floods (e.g., exceeding 10-yr to 20-yr recurrences)
cause channel avulsions, rejuvenation of mature riparian stands
to early-successional stages, side channel formation and maintenance,
and create off-channel wetlands.
To accommodate these attributes we require bypassing essentially
all flows greater than the 3-year flow (300 cfs). When flows exceed
300 cfs, all remaining flows, except for the 55 cfs plant capacity,
must be bypassed to provide for periodic channel scour and channel
resetting floods.
Table
1 shows the revised bypass flow quantities and the apportionment
of available water between channel (bypass) and hydropower (diverted)
needs.
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Natural Streamflow (Q)
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Bypass Flow
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Diverted Flow
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If Q is less than 16 cfs
(minimum baseflow)
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1 cfs
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Remaining flow
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If Q is equal to or greater than 16 cfs but less than 30
cfs
(arbitrary flow amounts to
allow for a gradual transition to peak flows)
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4.5 cfs
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Remaining flow
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If Q is equal to or greater than 30 cfs but less than or
equal to 178 cfs
(proportional partitioning
of flows among competing uses)
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30% Q plus flows exceeding plant capacity
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70% Q up to plant capacity of 55 cfs
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If Q is greater than 178 cfs but less than or equal to 300
cfs
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Remaining flow
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15 cfs
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If Q is greater than 300 cfs (Q3)
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Remaining flow
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55 cfs
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Table 1. Manti City Lower Power Plant revised flow regime.
Discussion
Manti City, the U.S. Fish & Wildlife
Service, and the Utah Division of Wildlife Resources received the
revised flow regime favorably and the Federal Energy Regulatory
Commission approved it. During 2002, the facility operated under
the new guidelines for the first time.
Manti City presently manages the revised
bypass flow by adjusting the quantity of water diverted twice a
day using real-time measured streamflow data. An analysis of the
historical record for water years 1965-1974 and 1979-2000 suggests
that the former bypass requirement would have required the power
plant to shut down an average of 21 days per year. Applying the
same historical period to the revised regime suggests that Manti
City can generate electricity continuously.
This paper provides an example of integrating hydrology and geomorphic
understanding with project operation and flow levels to achieve
resource objectives. Under both the former and revised flow regimes,
the majority of the channel maintaining high flows are passed down
the channel due to the limited capacity of the facility to divert
water, arguably making the impact of the change to the downstream
channel and system recovery minimal. While the revised flow regime
is by no means a perfect solution in that it involved a fair amount
of subjective judgment about some of the required bypass flow discharges,
the revised regime reasonably balances competing uses of water,
uses the best available science, and provides a win-win situation
for the Forest Service and the hydropower facility. Similar accommodations
may be impossible where diversions take larger amounts of water
or where fisheries or other aquatic values need instream flows.
References
Gordon, N. 1995. Summary of technical testimony in the
Colorado Water Division 1 trial. USDA Forest Service, General Technical
Report RM-GTR-270, 140 p.
McBain, S. and B. Trush. 1997. Thresholds for managing regulated
river ecosystems. In S. Sommarstrom (editor), Proceedings, Sixth
Biennial Watershed Management Conference, Water Resources Center
Report No. 92, Univ. of California (Davis), p. 11-13. Available
at http://www.watershed.org.
Ryan, S.E., Porth, L.S., Troendle, C.A. 2002. Defining
phases of bedload transport using piecewise regression. Earth Surf.
Process. Landforms 27: 971-990.
Trush, W.J., McBain, S.M., Leopold, L.B. 2000. Attributes of an
alluvial river and their relation to water policy and management.
Proceedings of the National Academy of Sciences, Vol. 97, No. 22,
11858-11863. Available at http://www.pnas.org.
Katherine Foster, Forest Hydrologist, Manti La Sal National Forest, Price,
Utah; telephone: (435) 636-3503; e-mail: kfoster01@fs.fed.us.
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